Jobs with Ameriprise Financial
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Ameriprise Financial
Ameriprise Financial has an exciting new opportunity for a Manager of Trade Corrections Operations to join our team! This is a leadership role within our Service and Operations department, providing g...
Sep 21, 2024
Charlotte, NC
Ameriprise Financial
Client Service Associate
Ameriprise Financial
Do you have experience in the financial services industry and want to advance your career with an industry-leading firm? Our office is growing and we are looking for a Client Service Associate to join...
Sep 20, 2024
San Jose, CA
Ameriprise Financial
Sr. Margin Professional
Ameriprise Financial
Monitor client accounts for House Calls, Federal Calls & Day Trading Calls, reducing market risk and volatility. Review accounts for FINRA violation & related issues which include Liquidation, 90 Day...
Sep 20, 2024
Minneapolis, MN
Ameriprise Financial
Sr. Margin Professional
Ameriprise Financial
Monitor client accounts for House Calls, Federal Calls & Day Trading Calls, reducing market risk and volatility. Review accounts for FINRA violation & related issues which include Liquidation, 90 Day...
Sep 20, 2024
Charlotte, NC
Ameriprise Financial
Staff Actuary
Ameriprise Financial
Ameriprise Financial has an exciting opportunity for a Staff Actuary to join our team! This person will be responsible for developing, improving, operating, and documenting a variety of complex actuar...
Sep 19, 2024
Minneapolis, MN
Manager, Trade Correction Operations
Charlotte, NC
Sep 21, 2024
Ameriprise Financial has an exciting new opportunity for a Manager of Trade Corrections Operations to join our team! This is a leadership role within our Service and Operations department, providing guidance to team members responsible for processing, service, and administration of multiple complex processes. This includes coaching, developing, and supporting the team to ensure accurate execution of daily functions while adhering to compliance and regulatory requirements. As the Manager, you will also drive process improvement, ensuring appropriate documentation, and participating in various projects.

Key Responsibilities

  • Provide leadership and coaching to direct reports, including providing work direction and support to team on process, procedures and escalated issues. Develop methods to measure and report on department performance, ensuring resources are properly allocated and workload is managed to meet all accuracy, transactional processing, quality metrics and standards, and compliance and regulatory requirements.

  • Drive and implement process improvements, proactively identifying and resolving business issues to improve efficiencies and increase operational effectiveness. Provide oversight of policies and procedures, ensuring all procedures are appropriately documented and reviewed to meet compliance and regulatory requirements. Work with internal and external business partners to effectively identify and minimize risk.

  • Lead and/or participate as a subject matter expert in projects and business driven initiatives within team and across Operations, as appropriate.

  • Provide effective people leadership through effective coaching, feedback and sound performance management practices. Act as champion for the team and intervene on matters that create roadblocks to individual or organizational success. Set department initiatives and aligns and sets individual performance goals.

  • Flexibility to occasionally work prior to market open, as dictated by the needs of the business.


Required Qualifications

  • 5-7 years of relevant experience.

  • High School diploma or GED - *Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience.

  • Extensive experience working in operations, processing or customer service team.

  • Strong working knowledge of Operations processes, policies, techniques, and applicable regulations.

  • Proven ability to work effectively with internal and external partners at all levels.

  • Demonstrated people leadership experience.

  • Strong communication skills, including ability to explain complex issues in an understandable manner.

Preferred Qualifications

  • Bachelor's degree or equivalent (4-years)

  • Trade Corrections experience

About Our Company
We're a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Business Support & Operations

Line of Business

CLEAR ClearingPDN-9d0f32e2-fd39-4d3a-8cc2-e1c569555e7d
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Manager, Trade Correction Operations
Ameriprise Financial
Charlotte, NC
Sep 21, 2024
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